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Victor Cozzone Discharged From Morgan Stanley
According to records provided by the Financial Industry Regulatory Authority (FINRA) on February 16, 2016, former Pennsylvania-based Morgan Stanley broker Victor Cozzone is currently not licensed to...
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Joel Kassewitz Customer Seeking Damages in Complaint
Publicly-available records provided by the Financial Industry Regulatory Authority (FINRA) on February 17, 2016 indicate that Florida-based Wells Fargo broker/adviser Joel Kassewitz is the subject of...
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Broker Fred Brister Named in Mississippi Investigation
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 23rd, 2016 indicate that Mississippi-based Morgan Stanley broker/adviser Fred Brister is the...
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Richard Vincent (UBS Broker) Faces Pending Complaint
Public records published by the Financial Industry Regulatory Authority (FINRA) on February 25th, 2016 indicate that New Jersey-based UBS Financial Services broker/adviser Richard Vincent is the...
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Jerry Lawless (Investment Centers of America): Pending Complaint
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that California-based Investment Centers of America broker/adviser Jerry Lawless is the subject of...
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Jacob Shapira (Morgan Stanley) Pending Complaint
New York-based Morgan Stanley broker Jacob Shapira is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors...
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Stockbroker Kevin Curry: Spotlight
New York-based Petersen Investments broker Kevin Curry is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating...
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UBS Financial Broker Jason Turner: Pending Complaint
Virginia-based Wells Fargo broker/adviser Jason Turner is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing...
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Robert Perconte Faces Pending Complaint
New York-based Ameriprise Financial Services broker/adviser Robert Perconte is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in...
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Ian Persaud Faces Pending Complaint
Maryland-based AXA Advisors broker/adviser Ian Persaud is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to...
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David Escarcega Barred by FINRA
Former Arizona-based Center Street Securities broker David Escarcega Has been permanently barred from the securities industry. The securities and investment fraud law firm Fitapelli Kurta is interested...
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SEC Files Complaint against Peter Cannava
New York-based Wells Fargo broker Peter Cannava is the subject of a pending civil complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have...
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Francine Frechter Faces Pending Complaint
New York-based Stifel Nicolaus broker Francine Frechter, also known as Francine Weiner, is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is...
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Mark Ketner has Six Complaints
New York-based Maxim Group broker Mark Ketner is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have...
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John Dobbertin of Fayetteville, New York Involved in Pending Customer Dispute
John Dobbertin (CRD#: 3254308), a 19-year veteran of the securities industry who is currently a broker registered with American Portfolios Financial Services, Inc (CRD#: 18487) and doing business as...
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